Compliance Officer – Cape Town / Pretoria

Join our client, a leading player in the Investment industry, as a Compliance Officer and embark on a fulfilling career journey.

As a Compliance Officer, you will be at the forefront of ensuring regulatory compliance and risk management within their organisation. Reporting directly to the Group Chief Compliance Officer, you will have the opportunity to collaborate with senior management in an environment that promotes professional growth and Innovation.

Qualifications and Experience:

  • LLB or B.Com Law.  
  • Certificate in Compliance Management.
  • FSCA FAIS approved as a Compliance Officer for Category II Financial Services Providers.
  • RE 1 and RE 3 certificates 3 to 5- years’ compliance risk management experience in the discretionary financial services industry (asset management).
  • Working knowledge of Cat III administrative FSPs will be an advantage.

For a confidential discussion email