Compliance Assistant

Our Client, a renowned asset management firm, is seeking a Compliance Assistant to join their dynamic team. With a hybrid working model offering three days in the office, this is your chance to thrive in the financial services sector while enjoying the flexibility of working remotely.  

 

This innovative firm is not just about investments— they are pioneers shaping the future of financial services with creativity, integrity, and excellence. Join them in navigating the ever-evolving landscape of regulatory compliance and risk management. As their Compliance Assistant, you’ll be at the forefront of their controls environment, ensuring they exceed regulatory standards, manage risks effectively, and handle legal tasks with precision. Your contributions will shape policies, influence decisions, and uphold their commitment to compliance excellence. 

 Key Adventures Await:

  • Dynamic Day-to-Day: Dive into compliance and riskassessments, legal reviews, and drafting with each day presenting new challenges.
  • Strategic Influence: Play a critical role in navigating regulatory landscapes and ensuring their strategies are robust.
  • Creative Legal Solutions: Unleash your legal creativity by drafting documents that advance the business objectives.
  • Continuous Learning: Stay ahead of industry trends and regulations, fostering personal and professional growth.
  • Culture Shaper: Contribute to the culture of compliance and legal foresight, integral to our success.

 

Qualifications:

  • Relevant degree, preferably LL.B.
  • Regulatory Exams for CAT I and II FSP.

 

Experience:

  • 1 to 3 years of financial services experience preferred.
  • Good working knowledge of relevant legislation advantageous.

To apply please send your full CV to Kirsten Mitchell – search@capitala.co.za